DH
Donald Hayden
CETERA INVESTMENT ADVISERS LLC
SALT LAKE CITY, UT 84106
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CRD#: 7650411
DH
Professional summary
Donald Hayden is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Salt Lake City, Utah.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Donald has worked at 2 firms and has passed the Series 65, Series 34 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE SUMMIT GROUP, LLC POSITION: Member NATURE: Sole owner and member of The Summit Group, LLC that is an accounting and tax advisory service.The firm provides:1. Accounting & Bookkeeping Services2. CFO Advisory3. Tax Preparation4. Tax Planning5. Business Consulting? INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2019 ADDRESS: 26 S Rio Grande St, 2nd Fl, Salt Lake City UT 84101 DESCRIPTION: I am a sole accounting professional who advises clients on tax and accounting. This is involves business development, client interaction, and providing client deliverables. The firm provides:1. Accounting & Bookkeeping Services2. CFO Advisory3. Tax Preparation4. Tax Planning5. Business Consulting 2) TRIBEHOUSE POSITION: member NATURE: member of a local business networking group1. meets once a month for informal gathering of local businesses.2. talks about challenges businesses face3. has group discussions about business4. sometimes there is a presentation about business5. twice a year there is an outing to play golf or ski INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2022 ADDRESS: 1064 S N County Blvd, Ste 100, Pleasant Grove UT 84062 DESCRIPTION: there are no duties - its a social business group 3) ASSOCIATION FOR CORPORATE GROWTH POSITION: memeber NATURE: 1. business networking group activities2. educational conferences and webinars3. regional networking meetings4. educational resources and tools5. member database INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: PO Box 1413, Salt Lake City UT 84110 DESCRIPTION: no duties - I am a member of a social business group 4) PANDO POSITION: member NATURE: 1. member of a business community2. has meetings to talk about business3. has presentations about4. has resources to ask questions about business5. has mentors for business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 135 S 500 W C1-514, Salt Lake City UT 84101 DESCRIPTION: social business group no activities 5) THE FENG POSITION: member NATURE: 1. member of networking group2. has a informational newsletter3. has regional meetings4. has a job board5. has a referral network INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 135 S 500 W C1-514, Salt Lake City UT 84101 DESCRIPTION: its a social business group no responsibilities 6) AICPA POSITION: member NATURE: 1. member of an industry accounting group2. has educational resources3. has professional standards resources4. has industry newsletter5. has updates on accounting and tax regulations INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 220 Leigh Farm Road, Durham NC 27707-8110,DESCRIPTION: member social business group with an emphasis on accounting 7) PEAK PROFIT POSITION: Advisor NATURE: Business exit strategy advisor.1. advise businesses on valuation2. advise businesses on improving financial performance3. advise businesses on post transaction tax strategies4. advise on positioning to sell business5. advise businesses on transition strategies INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2019 ADDRESS: 135 S 500 W C1-514, Salt Lake City UT 84101 DESCRIPTION: 1.Advise Businesses on positioning to sell?2.Advise Businesses on valuation?3.Advise Businesses on improving financial performance4.Advise businesses on post transaction tax strategies5. advise businesses on transition strategies 8)AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: rep NATURE: sell insurance through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/03/2022 ADDRESS: 1240B E Stringham Ave #1004, Salt Lake City UT 84106 DESCRIPTION: sell insurance through Avantax
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1240b E Stringham Ave #1004, Salt Lake City, UT 84106RIA
CRD#: 105644
SALT LAKE CITY, UT
Past
December 12, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Salt Lake City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Salt Lake City, UT 84106TRUST BUT VERIFY
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