Stephen J. Crifasi

WESTOVER CAPITAL ADVISORS

Wilmington, DE 19805

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CRD#: 7646738

Professional summary

Stephen Justin Crifasi, CFP® is a registered financial advisor currently at WESTOVER CAPITAL ADVISORS, LLC located in Wilmington, Delaware.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Stephen has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Justin Crifasi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

October 10, 2022 - Present

WESTOVER CAPITAL ADVISORS, LLC

Office #1: 1013 Centre Rd, Suite 405, Wilmington, DE 19805

RIA

CRD#: 126520

Wilmington, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTOVER CAPITAL ADVISORS, LLC

CRD#: 126520 / SEC#: 801-64380

RIA

Registered Investment Advisory firm - (6/3/2005 Approved)

Delaware

Registered Investment Advisory firm - (6/30/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(10/10/2022)

IAR

North Carolina
(8/3/2023)

IAR

Pennsylvania
(8/3/2023)

IAR

Virginia
(8/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WESTOVER CAPITAL ADVISORS, LLC

CRD#: 126520 / SEC#: 801-64380

RIA

Registered Investment Advisory firm - (6/3/2005 Approved)

Delaware

Registered Investment Advisory firm - (6/30/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2013 Terminated)

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Contact information

Main Address

1013 Centre Rd, Suite 405, Wilmington, DE 19805

Mailing Address

Phone number

(302) 427-9600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE AND SUPPLEMENTS FOR WESTOVER CAPITAL (3/26/2025)

Regulatory assets under management

Total Number of Accounts	671
AUM (Assets Under Management)	$ 568,636,870

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/27/2024	Cover Page	Report
03/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen J. Crifasi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Justin Crifasi's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTOVER CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

WESTOVER CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

WESTOVER CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WESTOVER CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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