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NH

Nicholas Hajjar

GALAXY DIGITAL PARTNERS LLC
New York, NY 10282
Some features on this profile are disabled
CRD#: 7645321
NH

Professional summary

Nicholas Hajjar is a registered financial professional currently at GALAXY DIGITAL PARTNERS LLC located in New York, New York and GALAXY SECURITIES, LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicholas has worked at 2 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Hajjar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 22, 2022 - Present

GALAXY DIGITAL PARTNERS LLC

Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282
BD
CRD#: 289605
New York, NY
Current

March 19, 2025 - Present

GALAXY SECURITIES, LLC

Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282
BD
CRD#: 330599
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 11/22/2022
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GALAXY SECURITIES, LLC
GALAXY SECURITIES, LLC

CRD#: 330599 / SEC#: , 8-71232

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Vesey Street 13th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street 13th Floor, New York, NY, 10282
Phone number
(212) 499-0081
Established
Delaware since 03/20/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALAXY DIGITAL LPSOLE MEMBER
FALCO, FRANK PETERANTI-MONEY LAUNDERING COMPLIANCE OFFICER5146558
HARVEY, MIKE JREGISTERED OPTIONS PRINCIPAL4863310
PREVEZA, DOUGLAS JOHNCCO2692333
RICO, ROBERT DFINOP/PFO6613472
ROACH, PATRICK JOSEPHPOO2296361
URBAN, JASON PETERCEO4075584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALAXY SECURITIES, LLC

CRD#: 330599New York, NY 10282

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