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CRD#: 330599
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for GALAXY SECURITIES, LLC Comes From

Understanding the Statistics for GALAXY SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
300 Vesey Street 13th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street 13th Floor, New York, NY, 10282
Firm Size
Small
Phone Number
(212) 499-0081
Established
Delaware since 03/20/2024
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GALAXY DIGITAL LPSOLE MEMBER
FALCO, FRANK PETERANTI-MONEY LAUNDERING COMPLIANCE OFFICER5146558
HARVEY, MIKE JREGISTERED OPTIONS PRINCIPAL4863310
PREVEZA, DOUGLAS JOHNCCO2692333
RICO, ROBERT DFINOP/PFO6613472
ROACH, PATRICK JOSEPHPOO2296361
URBAN, JASON PETERCEO4075584

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at GALAXY SECURITIES, LLC

PR

Patrick Joseph Roach

Pat Roach, Patrick J Roach
RR
CRD#: 2296361
Location:
New York, NY 10282
Company:
GALAXY DIGITAL PARTNERS LLC
Disclosures:
Experience:
32 years
View Profile
MH

Michael J Harvey

Mike J Harvey, Mike Harvey
RR
CRD#: 4863310
Location:
New York, NY 10282
Company:
GALAXY SECURITIES, LLC
Disclosures:
Experience:
21 years
View Profile
TP

Timothy C Parliman

Tim Parliman
RR
CRD#: 4982335
Location:
New York, NY 10282
Company:
GALAXY SECURITIES, LLC
Disclosures:
Experience:
19 years
View Profile
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