AG
Adam L. Grilliot
SJHL FINANCIAL GROUP
Wichita, KS 67202
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CRD#: 7644954
AG
Professional summary
Adam Leroy Grilliot is a registered financial advisor currently at SJHL FINANCIAL GROUP located in Wichita, Kansas.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
start date: 01/2016 - Tax Partner with Swindoll, Janzen, Hawk & Loyd, LLC - 220 W. Douglas, Suite 300, Wichita, Kansas 67202 - full time 40 hrs./week during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Leroy Grilliot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2022 - Present
SJHL FINANCIAL GROUP
Office #1: 220 W. Douglas, Suite 300, Wichita, KS 67202RIA
CRD#: 285946
Wichita, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SJHL FINANCIAL GROUP
SJHL FINANCIAL GROUP | SJHL FINANCIAL SERVICES, LLC
CRD#: 285946 / SEC#: 801-126251
RIA
Registered Investment Advisory firm - (7/29/2022 Approved)Kansas
Registered Investment Advisory firm - (8/5/2022 Terminated)Texas
Registered Investment Advisory firm - (8/5/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(10/11/2022)
Exams
Current Firm
SF
SJHL FINANCIAL GROUP
SJHL FINANCIAL GROUP | SJHL FINANCIAL SERVICES, LLC
CRD#: 285946 / SEC#: 801-126251
RIA
Registered Investment Advisory firm - (7/29/2022 Approved)Kansas
Registered Investment Advisory firm - (8/5/2022 Terminated)Texas
Registered Investment Advisory firm - (8/5/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
123 South Main St., Mcpherson, KS 67460
Mailing Address
P.o. Box 1337, Mcpherson, KS 67460
Phone number
(620) 241-1826
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 846 |
| AUM (Assets Under Management) | $ 138,651,427 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SJHL FINANCIAL GROUP
CRD#: 285946Wichita, KS 67202TRUST BUT VERIFY
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