Spencer Roshard Manley
Professional Summary
Spencer Roshard Manley, who also goes by Spencer Manley, is a registered financial advisor currently at TRADELINK SECURITIES, LLC located in Miami, Florida. Spencer is registered as a RR (Registered Representative) and started their career in finance in 2023. Spencer has worked at 1 firm and has passed the Series 57TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Spencer Manley
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
TRADELINK SECURITIES, LLC
Contact Information
Main Address
New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132Mailing Address
New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132Phone Number
(844) 528-8430Established
Delaware since 03/19/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIPLETAIL CAPITAL MANAGEMENT LP | OWNER | — |
| FELDBERG, MARK | MANAGER (OF TLS ADVISORS LLC) | 4290985 |
| FELDBERG, MARK | CHAIRMAN | 4290985 |
| LIDEL, JENNIFER ANN | PRESIDENT & PRINCIPAL OPERATIONS OFFICER | 2898591 |
| MOECKLER, HARLAN JAY | CFO-FINOP AND PRINCIPAL FINANCIAL OFFICER | 1243848 |
| REGAS, TERRY JOHN | CHIEF COMPLIANCE OFFICER-CROP/SROP | 2258786 |
| TLS ADVISORS LLC | MANAGER | — |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/1/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Spencer Roshard Manley's CRS (Customer Relationship Summary).
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