Terry John Regas
Professional Summary
Terry John Regas is a registered financial advisor currently at TRADELINK SECURITIES, LLC located in Miami, Florida. Terry is registered as a RR (Registered Representative) and started their career in finance in 1992. Terry has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, Series 62, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 9, Series 14, Series 4, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
TRADELINK SECURITIES, LLC
Contact Information
Main Address
New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132Mailing Address
New World Tower 100 N. Biscayne Blvd Suite 1315, Miami, FL 33132Phone Number
(844) 528-8430Established
Delaware since 03/19/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIPLETAIL CAPITAL MANAGEMENT LP | OWNER | — |
| FELDBERG, MARK | MANAGER (OF TLS ADVISORS LLC) | 4290985 |
| FELDBERG, MARK | CHAIRMAN | 4290985 |
| LIDEL, JENNIFER ANN | PRESIDENT & PRINCIPAL OPERATIONS OFFICER | 2898591 |
| MOECKLER, HARLAN JAY | CFO-FINOP AND PRINCIPAL FINANCIAL OFFICER | 1243848 |
| REGAS, TERRY JOHN | CHIEF COMPLIANCE OFFICER-CROP/SROP | 2258786 |
| TLS ADVISORS LLC | MANAGER | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2001Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1994SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Terry John Regas's CRS (Customer Relationship Summary).
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