RC
Ricardo Chadud
BCI SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7642160
RC
Professional summary
Ricardo Chadud is a registered financial advisor currently at BCI SECURITIES, INC. located in Miami, Florida.
Ricardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Ricardo has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Bci Miami Banker, under common control by Bci Group of Companies. 40 hours Bci Miami. (2) Pionono Ltda. - Member of board - 03/01/2019 - Calle Serrano 80 Piso 8, Santiago, Chile - 4hrs/mo - 0hrs/mo during Business Hrs - No Business Related - automovile services - Family Business company. - No Compensation (3) Master Of Empanadas LLC - Partner - 08/01/2023 - 2830 NE 2nd Ave, Miami FL - 0hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Restaurant - My involvement in the restaurant is limited to being a business partner, with no additional management or operational responsibilities. - Distribution of Profits
CRS (Client Relationship Summary) - RIA
Click below to view Ricardo Chadud's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Chadud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2024 - Present
BCI SECURITIES, INC.
Office #1: 1450 Brickell Ave. Floor 2800, Miami, FL 33131RIA
BD
CRD#: 168047
Miami, FL
Current
August 27, 2024 - Present
BCI SECURITIES, INC.
Office #1: 1450 Brickell Ave. Floor 2800, Miami, FL 33131RIA
BD
CRD#: 168047
Miami, FL
Past
January 16, 2023 - July 19, 2024
COMPASS GROUP INVESTMENTS SOLUTIONS LLC
RIA
CRD#: 305680
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/9/2024)
RR
Florida(8/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Mailing Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Phone number
(305) 929-5500
Established
Florida since 07/05/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (1 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/PFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 295,193,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BCI SECURITIES, INC.
CRD#: 168047Miami, FL 33131TRUST BUT VERIFY
Monitor Ricardo Chadud
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
