Teresa Pennet Foxx
Professional Summary
Teresa Pennet Foxx, who also goes by Teresa Penny Foxx, is a registered financial advisor currently at BCI SECURITIES, INC. located in Miami, Florida. Teresa is registered as a RR (Registered Representative) and started their career in finance in 2000. Teresa has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Teresa Penny Foxx
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
BCI SECURITIES, INC.
Contact Information
Main Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131Mailing Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131Phone Number
(305) 929-5500Established
Florida since 07/05/2011Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
74SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | — |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/CFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory Assets Under Management
Total Number of Accounts
448AUM (Assets Under Management)
$402,246,518Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BCI SECURITIES, INC.
State Registrations and Notice Filings
(9/19/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2008About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2007About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Teresa Pennet Foxx's CRS (Customer Relationship Summary).
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