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BD

Brian Dobrava

ALLSTATE FINANCIAL ADVISORS
Galveston, TX 77550-6617
Some features on this profile are disabled
CRD#: 7641613
BD

Professional summary

Brian Dobrava is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Galveston, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Galveston, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Brian has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRIAN DOBRAVA LLC POSITION: Owner NATURE: Currently not doing any business. The LLC was set up just in case I found a business opportunity. I currently do not plan on using the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2020 ADDRESS: 819 Old Oyster Trail, Sugar Land TX 77478, United States DESCRIPTION: Nothing currently.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Dobrava's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 2121 Market St Ste 15, Galveston, TX 77550-6617
RIA
CRD#: 109524
Galveston, TX
Current

August 16, 2024 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2121 Market St Ste 15, Galveston, TX 77550-6617
BD
CRD#: 18272
Galveston, TX
Past

April 28, 2023 - August 14, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Houston, TX
Past

March 8, 2023 - August 14, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/16/2024)
IAR
Texas
(8/16/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/27/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/12/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/8/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/6/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Galveston, TX 77550-6617

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