AJ
Austin D. Jones
FIRST COMMAND ADVISORY SERVICES
Santa Maria, CA 93454
Some features on this profile are disabled
CRD#: 7641000
AJ
Professional summary
Austin David Jones is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Santa Maria, California and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fairfield, California.
Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Austin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Victor Jones - Investment Related - 1300 Oliver Rd Fairfield, CA 94534 - Assisting a CFP in day to day operations by scheduling clients, indexing paperwork, and assisting with other non-representative work - Administrative Assistant - Started October 2022 - 100 Hours per month - 1-2 hours of work during trading hours - Daily duties include helping scan and index client paperwork and call clients to schedule appointments with my CFP
CRS (Client Relationship Summary) - RIA
Click below to view Austin David Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2023 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 920 South Broadway Suite J, Santa Maria, CA 93454RIA
CRD#: 281958
Santa Maria, CA
Current
March 13, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1300 Oliver Rd Suite 270, Fairfield, CA 94534BD
CRD#: 3641
Fairfield, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/25/2025)
RR
Arizona(3/25/2025)
RR
Arkansas(3/25/2025)
RR
California(6/27/2023)
IAR
California(6/27/2023)
RR
Colorado(3/25/2025)
RR
District of Columbia(3/25/2025)
RR
Florida(3/25/2025)
RR
Maryland(3/25/2025)
RR
Nevada(11/7/2025)
RR
Oregon(3/25/2025)
RR
South Dakota(3/25/2025)
RR
Texas(3/25/2025)
IAR
Texas(3/25/2025)
RR
Virginia(3/25/2025)
RR
Washington(3/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/12/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Santa Maria, CA 93454TRUST BUT VERIFY
Monitor Austin Jones
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
