TE
Thomas O. Eifler
WEALTHTRUST ASSET MANAGEMENT
Louisville, KY
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CRD#: 76398
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Professional summary
Thomas Ohearn Eifler SR, who also goes by Tom Eifler, is a registered financial advisor currently at WEALTHTRUST ASSET MANAGEMENT, LLC located in Louisville, Kentucky.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Thomas has worked at 8 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Eifler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Fairfax Group LLC, Not investment-related, 122 Fairfax Avenue Louisville KY 40207, Owns real estate where office is located, Member, 0 hrs/month, no duties.
2)Eifler Advisory Group Inc, Not investment-related, 122 Fairfax Avenue Louisville KY 40207, Holding Company for receipt of income, Owner/President, 10/2013, 2 hrs/month total and during trading hrs, In the process of dissolving.
3)Eifler Group Lonestar Inc, Not investment-related, 101 East Park Blvd Ste 875 Plano TX 75074, Holding Company for receipt of income, Owner/President, 8/2013, 2 hrs/month total and during trading hrs, In the process of dissolving.
4)Eifler Tax Group, Not investment-related, 101 East Park Blvd Ste 875 Plano TX 75074, Tax Preparation, Owner, 11/2013, 0 hrs/month, In the process of dissolving.
5)St. Xavier High School, Investment-related, 1609 Poplar Level Louisville KY 40213, Review outside investment advisor, Investment Committee Member-does not have sole decision authority, 8/1969, 1 hr/month total and during trading hrs.
6)WEM LLC, Not Investment-related, 639 E. Jefferson Louisville KY 40202, Owner of condo, Member of LLC, 3/2006, 1 hr/month total with 0 hrs/month during trading hrs.
7)Fenley Campus Hotel LLC, Not investment-related, 2912 Eatpoint Pkwy Louisville KY 40223, Owns Embassy Suites hotel in Louisville, Member LLC, 9/2001, 0 hrs/month, no duties.
8)Caribbean Investments Ltd, Not investment-related, 500 W. Jefferson #1400 Louisville KY 40202, Owns an Island in Belize, Investor, 8/2007, 0 hrs/month.
9)Co-Trustee, Investment-related, 9/1987.
10)Gallery Square, homeowners association for condominiums owned by WEM (see above).
11)TEDE LLC, holding company which holds stock in WEM (see above).
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Ohearn Eifler SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2022 - Present
WEALTHTRUST ASSET MANAGEMENT, LLC
RIA
CRD#: 174901
Louisville, KY
Past
April 19, 2017 - February 28, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
February 28, 2017 - February 28, 2017
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
February 28, 2017 - February 28, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
June 2, 2006 - March 7, 2017
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
BEDMINSTER, NJ
Past
January 8, 2001 - June 2, 2006
THE INVESTMENT CENTER, INC.
RIA
CRD#: 17839
LOUISVILLE, KY
Past
October 26, 1999 - March 7, 2017
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
LOUISVILLE, KY
Past
September 16, 1977 - October 29, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
BD
CRD#: 7238
Past
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
BD
CRD#: 7058
Past
October 25, 1973 - February 27, 1976
BACHE & CO., INCORPORATED
BD
CRD#: 66
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHTRUST ASSET MANAGEMENT, LLC
925 ADVISORY | WEEMS WEALTH MANAGEMENT, LLC | WEALTHTRUST ASSET MANAGEMENT, LLC | WEALTHTRUST ASSET MANAGEMENT | WEALTHTRUST ADVISORS | WEALTHPOINT INVESTMENTS, LLC | VALIANT WEALTH MANAGEMENT | TAMP ADVISORY SOLUTIONS, LLC | TAMP ADVISORY SOLUTIONS | PRIDE FINANCIAL ADVISORS | DUNCAN MCHUGH INVESTMENTS | CANYON CREEK CAPITAL LLC
CRD#: 174901 / SEC#: 801-80938
RIA
Registered Investment Advisory firm - (2/3/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(8/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 6/13/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 10/22/1973
Registered Representative ExaminationCurrent Firm
WA
WEALTHTRUST ASSET MANAGEMENT, LLC
925 ADVISORY | WEEMS WEALTH MANAGEMENT, LLC | WEALTHTRUST ASSET MANAGEMENT, LLC | WEALTHTRUST ASSET MANAGEMENT | WEALTHTRUST ADVISORS | WEALTHPOINT INVESTMENTS, LLC | VALIANT WEALTH MANAGEMENT | TAMP ADVISORY SOLUTIONS, LLC | TAMP ADVISORY SOLUTIONS | PRIDE FINANCIAL ADVISORS | DUNCAN MCHUGH INVESTMENTS | CANYON CREEK CAPITAL LLC
CRD#: 174901 / SEC#: 801-80938
RIA
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Contact information
Main Address
4458 Legendary Dr. Suite 140, Destin, FL 32541
Mailing Address
Phone number
(850) 460-8444
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 565 |
| AUM (Assets Under Management) | $ 182,970,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
