Michael Tripicchio

TOTAL ALIGNMENT WEALTH ADVISORS

New York, NY 10001

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CRD#: 7638855

Professional summary

Michael Tripicchio is a registered financial advisor currently at TOTAL ALIGNMENT WEALTH ADVISORS, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Tripicchio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2022 - Present

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

Office #1: 5 Penn Plaza 19th Floor, New York, NY 10001

RIA

CRD#: 166538

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2022

Uniform Investment Adviser Law Examination

Current Firm

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

TA PLANNERS | TOTAL ALIGNMENT WEALTH ADVISORS, LLC

CRD#: 166538 / SEC#:

District of Columbia

Registered Investment Advisory firm - (4/11/2013 Approved)

Florida

Registered Investment Advisory firm - (11/16/2023 Approved)

New Jersey

Registered Investment Advisory firm - (8/9/2013 Approved)

New York

Registered Investment Advisory firm - (4/10/2013 Approved)

Texas

Registered Investment Advisory firm - (6/4/2013 Approved)

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Contact information

Main Address

5 Penn Plaza 19th Floor, New York, NY 10001

Mailing Address

Phone number

(212) 913-9110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Tripicchio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Tripicchio's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2022

Current Firm

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

TOTAL ALIGNMENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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