QZ
Qi Zhang
EAGLE STRATEGIES LLC
San Jose, CA 95110
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CRD#: 7636814
QZ
Professional summary
Qi Zhang is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Jose, California and NYLIFE SECURITIES LLC located in San Jose, California.
Qi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Qi has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Y&Z Financial Service, Inc; non-participating business ownership. Registered Y&Z Financial Service, Inc with my husband, where I have a 50% ownership but will not participate in the business operation. My husband himself is thinking about doing real estate investment. ; 621 Agave Terrace, Sunnyvale, CA 94086; Start Date 01/2024; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS through ASH Brokerage; 888 S. Harrison St. Suite 900,Indiana 46802; Start Date 10/2024; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 3 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Qi Zhang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 25 Metro Drive Suite 300, San Jose, CA 95110RIA
CRD#: 110826
San Jose, CA
Current
January 19, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 25 Metro Drive Suite 300, San Jose, CA 95110BD
CRD#: 5167
San Jose, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/4/2025)
RR
California(2/13/2023)
IAR
California(3/14/2024)
RR
Indiana(4/8/2025)
RR
Massachusetts(5/8/2025)
RR
Nevada(4/2/2025)
RR
New Jersey(8/28/2025)
RR
New York(5/23/2025)
RR
Pennsylvania(10/27/2025)
RR
Texas(3/13/2023)
RR
Washington(6/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/19/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
