KB
Kimberly J. Braley
VANTAGE POINT WEALTH MANAGEMENT
BISMARCK, ND 58503
Some features on this profile are disabled
CRD#: 7634304
KB
Professional summary
Kimberly Jo Braley, who also goes by Kim Braley, Kimberlyjo Braley, is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Bismarck, North Dakota and LPL FINANCIAL LLC located in Bismarck, North Dakota.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Kimberly has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Braley | Kimberlyjo Braley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/21/2025 - Vantage Point Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/21/2025 - 160 Hrs/Mth - 40 Hrs During Trading. 2) 04/21/2025 - Kimberly Braley Notary - Investment Related - Notary - At Reported Business Location(s) - Start Date:11/28/2022 - 1 Hrs/Mth - 1 Hrs During Trading. 3) 04/21/2025 - Vantage Point - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/21/2025 - 150 Hrs/Mth - 37.5 Hrs During Trading. 4) 04/21/2025 - Up North Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 5) 04/21/2025 - Wall-Eye on a stick - Not Investment Related - Outside/W-2 Employment - Drive Bismarck, ND - Start Date:08/21/2025 - 0 Hrs/Mth - 20 Hrs During Trading. 6) 04/28/2025 - Vantage Point Wealth Management - Investment Related - Registered Investment Advisor Hybrid - Plymouth, MN - Start Date:04/21/2025 - 150 Hrs/Mth - 37.5 Hrs During Trading.I provide investment advisory services through VPWM Advisors, LLC, an independent investment advisor firm. I started this business activity in 04/2025. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Jo Braley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2025 - Present
VANTAGE POINT WEALTH MANAGEMENT
Office #1: 1830 East Century Ave Suite 3a, Bismarck, ND 58503RIA
CRD#: 167886
BISMARCK, ND
Current
April 21, 2025 - Present
LPL FINANCIAL LLC
Office #1: 1830 East Century Ave Ste 3a, Bismarck, ND 58503RIA
BD
CRD#: 6413
BISMARCK, ND
Past
November 12, 2024 - April 23, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
BISMARCK, ND
Past
August 20, 2024 - April 23, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
BISMARCK, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/21/2025)
RR
Colorado(4/21/2025)
RR
Connecticut(4/21/2025)
RR
Florida(4/21/2025)
RR
Georgia(4/21/2025)
RR
Michigan(4/21/2025)
RR
Minnesota(4/21/2025)
RR
Montana(4/21/2025)
RR
Nevada(4/21/2025)
RR
North Dakota(4/21/2025)
IAR
North Dakota(4/29/2025)
RR
Oregon(4/21/2025)
RR
South Dakota(4/21/2025)
RR
Washington(4/21/2025)
RR
Wisconsin(4/21/2025)
RR
Wyoming(4/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 North Highway 169 Suite 260, Plymouth, MN 55441
Mailing Address
Phone number
(763) 587-7120
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
