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GS

Gurpreet Singh

GROWTHPOINT TECHNOLOGY PARTNERS
London, SW1Y 4JH
Some features on this profile are disabled
CRD#: 7630337
GS

Professional summary

Gurpreet Singh, who also goes by Preet Singh, is a registered financial professional currently at GROWTHPOINT TECHNOLOGY PARTNERS, LLC .

Gurpreet is registered as a RR (Registered Representative) and started their career in finance in 2023. Gurpreet has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Preet Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gurpreet Singh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 19, 2023 - Present

GROWTHPOINT TECHNOLOGY PARTNERS, LLC

Office #1: 22a St. James Square, London, SW1Y 4JH
BD
CRD#: 137438
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/7/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/29/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GT
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
GP TECHNOLOGY PARTNERS, LLC | GROWTHPOINT TECHNOLOGY PARTNERS, LLC

CRD#: 137438 / SEC#: , 8-67086

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
601 California Street Suite 1250, San Francisco, CA 94108
Mailing Address
2208 Seminole Court, Santa Rosa, CA 95405
Phone number
(650) 322-2378
Established
Delaware since 09/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SHEPHERD, MICHAEL JOHNCEO4451118
RAWAT, VIJAY KUMARMANAGING PARTNER4413523
DEROSE, NICHOLAS JAMESCHIEF COMPLIANCE OFFICER, AML OFFICER6007579
WHITE, KARYN MARIEFINOP, CFO1628494

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROWTHPOINT TECHNOLOGY PARTNERS, LLC

CRD#: 137438London, SW1Y 4JH

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