Kenneth Thompson

HUNTER ASSOCIATES

PITTSBURGH, PA 15219-1818

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CRD#: 7630169

Professional summary

Kenneth Thompson, who also goes by Kenneth F Thompson, Kenneth Francis Thompson Jr, Kenneth Francis Thompson, is a registered financial professional currently at HUNTER ASSOCIATES LLC located in Pittsburgh, Pennsylvania.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2022. Kenneth has worked at 5 firms and has passed the Series 63, SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kenneth F Thompson | Kenneth Francis Thompson Jr | Kenneth Francis Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

HUNTER ASSOCIATES LLC

Office #1: 436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818Office #2: 436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818

RIA

CRD#: 30177

PITTSBURGH, PA

Past

August 25, 2025 - May 27, 2026

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

PITTSBURGH, PA

Past

March 7, 2025 - May 13, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 6, 2023 - February 23, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Pittsburgh, PA

Past

November 7, 2022 - September 15, 2023

CITIZENS SECURITIES, INC.

CRD#: 39550

Fort Washington, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUNTER ASSOCIATES LLC

HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC

CRD#: 30177 / SEC#: 801-42007, 8-44779

RIA

Registered Investment Advisory firm - SEC (7/27/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(5/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/20/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/7/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 10/31/2022

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HUNTER ASSOCIATES LLC

HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC

CRD#: 30177 / SEC#: 801-42007, 8-44779

RIA

Registered Investment Advisory firm - SEC (7/27/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818

Mailing Address

436 Seventh Avenue 27th Floor, Pittsburgh, PA, 15219

Phone number

(412) 471-4191

Established

Delaware since 01/01/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (30 States and Territories)

FINRA licenses (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2025 HUNTER ASSOCIATES FORM ADV PART 2A (3/31/2025)

2025 HUNTER ASSOCIATES FORM ADV PART 2A APPENDIX 1 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
HUNTER ASSOCIATES HOLDINGS, LLC	MEMBER
CLARK, PATRICK JAMES	CCO	5314331
MARSHALL, BRADLEY JOHN	CFO, TREASURER, DIRECTOR	2047270
MCCULLOCH, ROBERT SPITTAL III	VICE PRESIDENT,DIRECTOR	730963
SNYDER, ERICA LYNN	PRESIDENT,CEO,DIRECTOR	3075140

Regulatory assets under management

Total Number of Accounts	2,334
AUM (Assets Under Management)	$ 1,201,488,433

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
09/30/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HUNTINGTON INVESTMENT COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

HUNTER ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/2023

SIE

Date: 11/7/2022

Series 6TO

Date: 10/31/2022

FINRA

Current Firm

HUNTER ASSOCIATES LLC

Contact information

SEC notice filing (30 States and Territories)

FINRA licenses (37 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

HUNTER ASSOCIATES LLC

TRUST BUT VERIFY

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