Kenneth Thompson
Professional Summary
Kenneth Thompson, who also goes by Kenneth F Thompson, Kenneth Francis Thompson Jr, Kenneth Francis Thompson, is a registered financial advisor currently at HUNTER ASSOCIATES LLC located in Pittsburgh, Pennsylvania. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenneth F Thompson, Kenneth Francis Thompson Jr, Kenneth Francis Thompson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC
Contact Information
Main Address
436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818Mailing Address
436 Seventh Avenue 27th Floor, Pittsburgh, PA, 15219Phone Number
(412) 471-4191Established
Delaware since 01/01/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
14SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
2,624AUM (Assets Under Management)
$1,339,005,097Disclosures
Regulatory Event
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/14/2026 | Cover Page | Report |
| 08/11/2025 | Cover Page | Report |
| 09/30/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC
State Registrations and Notice Filings
(5/27/2026)
(9/30/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2022About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Thompson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Thompson's CRS (Customer Relationship Summary).
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