DH
Dylan M. Halvorsen
TRADEMAS
New York, NY 10005
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CRD#: 7629652
DH
Professional summary
Dylan Matthew Halvorsen Mr. is a registered financial professional currently at TRADEMAS INC. located in New York, New York.
Dylan is registered as a RR (Registered Representative) and started their career in finance in 2022. Dylan has worked at 1 firm and has passed the Series 19 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dylan Matthew Halvorsen Mr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2022 - Present
TRADEMAS INC.
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005Office #2: Nyse 11 Wall Street, New York, NY 10005BD
CRD#: 130030
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 19
Date: 11/7/2022
NYSE Floor Clerk - Equities ExaminationSRO Registrations
RR
New York Stock Exchange
Current Firm
TI
TRADEMAS INC.
BOWERS SECURITIES INC. | TRADEMAS INC. | JOHN MATTHEW BOWERS | JOHN M. BOWERS, SOLE PROPRIETOR | JMB, SOLE PROPRIETOR
CRD#: 130030 / SEC#: , 8-66292
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
Nyse Trading Floor 11 Wall Street, New York, NY 10005
Mailing Address
Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005
Phone number
(212) 668-8700
Established
New York since 08/25/2006
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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