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CRD#: 130030
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TRADEMAS INC. is located at Nyse Trading Floor 11 Wall Street, New York, NY 10005 and was first established at New York, New York in 08/25/2006. After operating for 19 years, TRADEMAS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRADEMAS INC.’s clients are individuals and 0% of their clients are high net worth individuals. TRADEMAS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRADEMAS INC. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 7 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRADEMAS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRADEMAS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TRADEMAS INC. Comes From

Understanding the Statistics for TRADEMAS INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7

FIRM INFORMATION

Main Address
Nyse Trading Floor 11 Wall Street, New York, NY 10005
Mailing Address
Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005
Firm Size
Small
Phone Number
(212) 668-8700
Established
New York since 08/25/2006
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MASIELLO, FRANK THOMASCEO/PRES/TREAS/SECY/COO4490475
ATTANASIO, ELIZABETH MARIEFINOP/PFO/POO5325007
SCHEPPS, MARK HCCO2042034

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at TRADEMAS INC.

SR

Steven Rodriguez

RR
CRD#: 1667762
Location:
New York, NY 10005
Company:
TRADEMAS INC.
Disclosures:
Experience:
22 years
View Profile
MS

Mark H Schepps

Mark Schepps
RR
CRD#: 2042034
Location:
Philadelphia, PA 19104
Company:
D & D SECURITIES, INC.
Disclosures:
Experience:
35 years
View Profile
FM

Frank Anthony Maiolo

Frank Maiolo
RR
CRD#: 2369597
Location:
New York, NY 10005
Company:
TRADEMAS INC.
Disclosures:
Experience:
22 years
View Profile
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Credentials
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Disclosures
Experience (Years)

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