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DS

Diogo Silva Rosostolato

BANCO DO BRASIL SECURITIES LLC
Doral, FL
Some features on this profile are disabled
CRD#: 7629292
DS

Professional summary

Diogo Silva Rosostolato, who also goes by Diogo Rosostolato, is a registered financial professional currently at BANCO DO BRASIL SECURITIES LLC located in Doral, Florida.

Diogo is registered as a RR (Registered Representative) and started their career in finance in 2023. Diogo has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Diogo Rosostolato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diogo Silva Rosostolato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2023 - Present

BANCO DO BRASIL SECURITIES LLC

Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
RIA
BD
CRD#: 132701
Doral, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 4/18/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/17/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/17/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BD
BANCO DO BRASIL SECURITIES LLC
BANCO DO BRASIL SECURITIES LLC

CRD#: 132701 / SEC#: , 8-66625

Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Mailing Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Phone number
(407) 608-1780
Established
New York since 07/12/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANCO DO BRASIL S.A.SOLE MEMBER
ABREU, JULIANO MARCATTO DEMEMBER OF THE BOARD OF DIRECTORS7971425
FRANCA, MELISSA BUENOCHIEF COMPLIANCE OFFICER & AMLCO5185735
FRUET JUNIOR, JOAO FRANCISCOMEMBER OF THE BOARD OF DIRECTORS6759546
INCERROMEO, MARIA ESTIBALIZCHIEF INVESTMENT OFFICER5885341
MOREIRA, JEFERSON MUNHOZCHIEF BUSINESS OFFICER / BOM5083219
PORTNOFF, DAVID ROSSFINOP/CFO2977967
RIOS NOGALES GARCES, FABIO LUISPRINCIPAL OPERATIONS OFFICER5788772
ROSSI, GUILHERME ALEXANDREMEMBER OF THE BOARD OF DIRECTORS7824752
SILVA ROSOSTOLATO, DIOGOCHIEF EXECUTIVE OFFICER7629292
0

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701Doral, FL

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