Alec Van Nort

POLLUX WEALTH MANAGEMENT

WICHITA, KS 67206

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CRD#: 7628096

Professional summary

Alec Van Nort is a registered financial advisor currently at POLLUX WEALTH MANAGEMENT located in Wichita, Kansas.

Alec is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alec has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec Van Nort's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2023 - Present

POLLUX WEALTH MANAGEMENT

Office #1: 8535 E 21st N. Suite 130, Wichita, KS 67206

RIA

CRD#: 324455

WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(8/3/2023)

IAR

Texas
(4/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/3/2022

Securities Industry Essentials Examination

Current Firm

POLLUX WEALTH MANAGEMENT

CRD#: 324455 / SEC#:

Kansas

Registered Investment Advisory firm - (5/17/2023 Approved)

Texas

Registered Investment Advisory firm - (3/27/2024 Conditional Restricted)

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Contact information

Main Address

8535 E 21st N. Suite 130, Wichita, KS 67206

Mailing Address

Phone number

(316) 361-8638

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 54,757,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alec Van Nort

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec Van Nort's CRS (Customer Relationship Summary).

Certified licenses

Experience

POLLUX WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2023

SIE

Date: 12/3/2022

Current Firm

POLLUX WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POLLUX WEALTH MANAGEMENT

TRUST BUT VERIFY

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