DG
Derek R. Gage
CORNERSTONE WEALTH
Tampa, FL 33609
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CRD#: 7627391
DG
Professional summary
Derek Ryan Gage is a registered financial advisor currently at CORNERSTONE WEALTH located in Tampa, Florida.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Derek has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. Sutton Wealth Advisors 2. Investment Related - Yes 3. See office of employment address 4. RIA 5. Investment Analyst (Non-producer) 6. 12/23/2022 7. 160 hrs 8. 130 hrs 9. Processing client trades, performing due diligence and research on existing and potential investments, prepare portfolio analysis and presentations, member of firm's Investment Management Committee
CRS (Client Relationship Summary) - RIA
Click below to view Derek Ryan Gage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2024 - Present
CORNERSTONE WEALTH
Office #1: 3708 W Swann Avenue 102, Tampa, FL 33609RIA
CRD#: 289971
Tampa, FL
Past
February 2, 2023 - December 4, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16810 Kenton Drive Suite 200, Huntersville, NC 28078
Mailing Address
Phone number
(704) 987-3410
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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Company Information
CORNERSTONE WEALTH
CRD#: 289971Tampa, FL 33609TRUST BUT VERIFY
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