Naman Kumar Bohra
Professional Summary
Naman Kumar Bohra is a registered financial advisor currently at FORESIDE FINANCIAL SERVICES, LLC and FORESIDE GLOBAL SERVICES, LLC. Naman is registered as a RR (Registered Representative) and started their career in finance in 2023. Naman has worked at 11 firms and has passed the Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Years of Experience
4 years in the financial services industry
Current & Past Employments
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Current Firm
440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.
Contact Information
Main Address
190 Middle Street Suite 301, Portland, ME 04101Mailing Address
190 Middle Street Suite 301, Portland, ME 04101Phone Number
(866) 251-6920Established
Delaware since 01/30/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | — |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Naman Kumar Bohra's CRS (Customer Relationship Summary).
Similar Advisors
FORESTVIEW FINANCIAL PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
ABRI LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
