JR
Jordan R. Rudick
CETERA INVESTMENT ADVISERS
SCHAUMBURG, IL 60173
Some features on this profile are disabled
CRD#: 7625295
JR
Jordan Ross RudickCETERA INVESTMENT ADVISERS
Professional summary
Jordan Ross Rudick, who also goes by Jordan Rudick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Jordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jordan has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Aliases
Jordan Rudick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRUITT FINANCIAL SERVICES, LLC POSITION: Tax Preparer NATURE: Tax Preparation, Bookkeeping, Payroll Services, Business Consulting, Business Entity Formation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 02/16/2022 ADDRESS: PO Box 1326, Bald Knob AR 72010, United States DESCRIPTION: Review all tax returns. Review monthly financials for all Bookkeeping clients. File monthly tax payments for Payroll clients. Supervise all staff on daily basis. File corporate documents to form business entities for clients 2) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Selling insurance products through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 09/29/2023 ADDRESS: PO Box 1326, 3413 Hwy 367 N, Bald Knob AR 72010, United States DESCRIPTION: Provide clients with knowledge about the insurance products offered through Avantax. Offer the proper insurance products to the client that meet their needs. Promote insurance products as an investment tool and resource to the client 3) GEMINI MANAGEMENT, LLC POSITION: Officer NATURE: Consulting for Residential & Commercial Contractors, Residential Construction and blueprints, Financial reviews and compilations INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2021 ADDRESS: PO Box 116, McCrory AR 72101, United States DESCRIPTION: Review and advise contractors on applications and financials for residential and commercial contractors, Design house plans for Residential construction. Contract Residential construction of homes for individuals 4) THE PRUITT AGENCY, INCORPORATED POSITION: Insurance Sales Agent NATURE: P & C insurance products (Property Insurance, Commercial Insurance, General Liability Insurance, Workman's Compensation Insurance)Health & Life Insurance products. Crop Insurance products. supplemental Insurance products. E & O insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/31/2022 ADDRESS: PO Box 1326, 3413 Hwy 367 N, Bald Knob AR 72010, United States DESCRIPTION: Manage and oversee the Financial Services company that is a subsidiary of The Pruitt Agency, Inc. It offers the following services. Tax Preparation Bookkeeping, Payroll Services, Business Consulting, Business Entity Formation. Any future traditional life, long-term care, and disability insurance activity will solely be directed through Avantax Insurance Agency, LLC, while any (list P&C insurance products given in answer to Question 4) and health insurance activity may continue with Pruitt Agency, Incorporated.? 5) ARCARE POSITION: Corporate Accountant NATURE: Healthcare provider. Behavior health services, Pharmacy services, Chronic care provider, Health screenings. Immunizations INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: PO Box 497, 117 N 2nd St, Augusta AR 72006, United States DESCRIPTION: Serve on the investment committee. Right now there are no selections on investment or advisor related matters nor will I vote in the future on any investment or advisor related matters. Serve as corporate accountant - tax division, work with Finance Director corporate controller to review monthly financial statements for BOD. Work with controller on corporate filing compliance. Assist CFO on financial analysis of the different departments on ARCARE
CRS (Client Relationship Summary) - RIA
Click below to view Jordan Ross Rudick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 60173RIA
CRD#: 105644
SCHAUMBURG, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
EL SEGUNDO, CA
Past
October 5, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
September 15, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Bald Knob, AR
Past
December 13, 2022 - September 14, 2023
PRUITT INVESTMENT ADVISORS LLC
RIA
CRD#: 323333
BALD KNOB, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
IAR
Arkansas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/4/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Schaumburg, IL 60173TRUST BUT VERIFY
Monitor Jordan Rudick
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
