AP
Ashley D. Pettway-shine
ROBINHOOD ASSET MANAGEMENT
University Park, IL
Some features on this profile are disabled
CRD#: 7624246
AP
Professional summary
Ashley Dominique Pettway-shine, who also goes by Ashley Pettway-shine, Ashley Shine, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in University Park, Illinois and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Ashley has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashley Pettway-Shine | Ashley Shine
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
E-Commerce, self-employed | Non-investment related | University Park, Illinois | Helping other business owners design and implement their brand and website ideas using Canva | Owner/CEO | Start Date September 2025 | 3-5 hours/week, none during normal business hours | Canva and other template websites to assist business owners in building, logos, branding items, social media, content, and websites, etc. I would also supply them with their own branding kits, including different business organization, and planning items.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Dominique Pettway-shine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
RIA
CRD#: 323736
University Park, IL
Current
January 6, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746BD
CRD#: 165998
Lake Mary, FL
Past
February 8, 2023 - July 2, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROLLING MEADOWS, IL
Past
December 6, 2022 - July 2, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROLLING MEADOWS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
Registered Investment Advisory firm - (1/14/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
RR
Alaska(1/6/2025)
RR
Arizona(1/6/2025)
RR
Arkansas(1/6/2025)
RR
California(1/6/2025)
IAR
California(4/11/2025)
RR
Colorado(1/6/2025)
RR
Connecticut(1/6/2025)
RR
Delaware(1/6/2025)
RR
District of Columbia(1/6/2025)
RR
Florida(1/6/2025)
RR
Georgia(1/6/2025)
RR
Hawaii(1/6/2025)
RR
Idaho(1/6/2025)
RR
Illinois(1/6/2025)
IAR
Illinois(4/11/2025)
RR
Indiana(1/6/2025)
RR
Iowa(1/6/2025)
RR
Kansas(1/6/2025)
RR
Kentucky(1/6/2025)
RR
Louisiana(1/6/2025)
RR
Maine(1/6/2025)
RR
Maryland(1/6/2025)
RR
Massachusetts(1/6/2025)
RR
Michigan(1/6/2025)
RR
Minnesota(1/6/2025)
RR
Mississippi(1/6/2025)
RR
Missouri(1/6/2025)
RR
Montana(1/6/2025)
RR
Nebraska(1/6/2025)
RR
Nevada(1/6/2025)
RR
New Hampshire(1/6/2025)
RR
New Jersey(1/6/2025)
RR
New Mexico(1/6/2025)
RR
New York(1/6/2025)
RR
North Carolina(1/6/2025)
RR
North Dakota(1/6/2025)
RR
Ohio(1/7/2025)
RR
Oklahoma(1/6/2025)
RR
Oregon(1/6/2025)
RR
Pennsylvania(1/6/2025)
RR
Puerto Rico(1/6/2025)
RR
Rhode Island(1/6/2025)
RR
South Carolina(1/6/2025)
RR
South Dakota(1/6/2025)
RR
Tennessee(1/6/2025)
RR
Texas(1/6/2025)
RR
Utah(1/6/2025)
RR
Vermont(1/6/2025)
RR
Virgin Islands(1/6/2025)
RR
Virginia(1/6/2025)
RR
Washington(1/6/2025)
RR
West Virginia(1/6/2025)
RR
Wisconsin(1/6/2025)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
RIA
Registered Investment Advisory firm - (1/14/2025 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
85 Willow Road, Menlo Park, CA 94025
Mailing Address
Phone number
650-940-2700 EXT 31450
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
