Sarah R. Brown

NATURAL BRIDGES FINANCIAL ADVISORS

Santa Cruz, CA 95060

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CRD#: 7622830

Professional summary

Sarah Russell Brown, who also goes by Sarah Rebecca Russell, is a registered financial advisor currently at NATURAL BRIDGES FINANCIAL ADVISORS located in Santa Cruz, California.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sarah has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Rebecca Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Russell Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2024 - Present

NATURAL BRIDGES FINANCIAL ADVISORS

Office #1: 627 Center Street, Santa Cruz, CA 95060

RIA

CRD#: 148056

Santa Cruz, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATURAL BRIDGES FINANCIAL ADVISORS

CHRISTOPHER LEWIS WENTZIEN | NATURAL BRIDGES FINANCIAL ADVISORS LLC | NATURAL BRIDGES FINANCIAL ADVISORS

CRD#: 148056 / SEC#: 801-132940

RIA

Registered Investment Advisory firm - (6/6/2025 Approved)

California

Registered Investment Advisory firm - (7/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NATURAL BRIDGES FINANCIAL ADVISORS

CHRISTOPHER LEWIS WENTZIEN | NATURAL BRIDGES FINANCIAL ADVISORS LLC | NATURAL BRIDGES FINANCIAL ADVISORS

CRD#: 148056 / SEC#: 801-132940

RIA

Registered Investment Advisory firm - (6/6/2025 Approved)

California

Registered Investment Advisory firm - (7/18/2025 Terminated)

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Contact information

Main Address

627 Center Street, Santa Cruz, CA 95060

Mailing Address

Phone number

(831) 421-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NATURAL BRIDGES ADV PART 2A FOR SEC REGISTRATION 05.07.25 (5/7/2025)

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 106,322,572

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah R. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Russell Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATURAL BRIDGES FINANCIAL ADVISORS

Primary Firm SEC Registration

NATURAL BRIDGES FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

NATURAL BRIDGES FINANCIAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NATURAL BRIDGES FINANCIAL ADVISORS

TRUST BUT VERIFY

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