RS
Robin Serritslev
CETERA INVESTMENT ADVISERS LLC
SOLVANG, CA 93463
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CRD#: 7622631
RS
Professional summary
Robin Serritslev, who also goes by Robin Ethlyn Brown, Robin E Serritslev, Robin Ethlyn Serritslev, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Solvang, California and CETERA WEALTH SERVICES, LLC located in Solvang, California.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Robin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robin Ethlyn Brown | Robin E Serritslev | Robin Ethlyn Serritslev
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SERRITSLEV NORWINE & CO. CPAS, LLP POSITION: Associate CPA NATURE: This is a small public accounting firm with 3 partners and two staff members. One partner is also an Avantax financial professional. The firm offers tax preparation and planning, accounting and QuickBooks, Investment Management, Financial Planning, and Retirment Planning. Avantax is marketed through this entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/20/2021 ADDRESS: 650 Alamo Pintado Rd., Suite 203, Solvang CA 93463, United States DESCRIPTION: I perform accounting services for entities, payroll for businesses, and tax preparation and planning services for individuals, nonprofits, and businesses under the supervision of the partners of Serritslev Norwine & Co. CPAs, LLP, a public accounting firm. I also assist Avantax Financial Professional, William Serritslev at this firm and am an Avantax Assistant.Avantax is marketed through this entity.? 2)CENTRAL COAST GRANT WRITING & BOOKKEEPING POSITION: Sole Proprietor NATURE: I provide contracted accounting services to businesses and provide grant writing services to nonprofits. Currently, I research and write foundation and local government grants for two senior center nonprofit organizations. All grant applications are approved by the nonprofit organization's executive director before submitting them. I have had these two clients for more than a decade and occasionally take new clients. I currently have one accounting client with a number of entities. It is a commercial real estate business. I classify debits and credits, assist with payroll and human resources, bill tenants, collect accounts receivable, reconcile accounts, prepare annual common area maintenance reconciliation and billing, post journal entries, process intercompany transactions, pay loans and distributions, prepare budgets, financial statements, and projections. I occasionally have more clients. INVESTMENT RELATED: No NUMBER OF HOURS: 46 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: 1684 Laurel Ave, Solvang CA 93463, United States DESCRIPTION: -Prepare full service general ledger bookkeeping-Prepare budgets and projections-Prepare financial statements-Research grant opportunities for nonprofit organizations-Write grant applications for nonprofit organizations. I complete funder applications and write letters to potential funders. The majority of my work is to write foundation grant applications for two senior centers. I also prepare City and County grant applications for two senior centers. My work is approved by the client before I submit.-Complete grant reporting and grant budgets that are approved by the client before I submit. 3)SYV SANDBLASTING POSITION: Bookkeeper NATURE:Husband's sole proprietorship. He provides mobile sandblasting of metal and wood structures and parts. HINVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2009 ADDRESS: 1684 Laurel Ave, Solvang CA 93463, United States DESCRIPTION: bookkeeping services,invoice clients, make bank deposits, pay bills, prepare bank reconciliations and report compliance information to government agencies. I am not compensated. 4)SANTA YNEZ VALLEY PIRATE FOUNDATION POSITION: Board Treasurer & Secretary NATURE: The Santa Ynez Valley Pirate Foundation is a new nonprofit organization (501c3 status pending) dedicated to providing financial support to the Santa Ynez Valley Union High School to enhance the learning experience of its students. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 650 Alamo Pintado Rd, Ste 203, Solvang CA 93463, United States DESCRIPTION: This is a volunteer role.-Take minutes at meetings-Draft agenda-Prepare monthly financial statements-Prepare annual budget-Maintain compliance with recordkeeping for the organization
CRS (Client Relationship Summary) - RIA
Click below to view Robin Serritslev's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 650 Alamo Pintado Rd Ste 203, Solvang, CA 93463RIA
CRD#: 105644
SOLVANG, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 650 Alamo Pintado Rd Ste 203, Solvang, CA 93463BD
CRD#: 13572
SOLVANG, CA
Past
November 29, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Solvang, CA
Past
October 30, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SOLVANG, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Solvang, CA 93463TRUST BUT VERIFY
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