Christopher A. Griffin

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Dubai, 00000

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CRD#: 7621532

Professional summary

Christopher Anthony Griffin, who also goes by Chris Griffin, is a registered financial advisor currently at BLACKTOWER FINANCIAL MANAGEMENT (US) LLC .

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christopher has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Griffin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Anthony Griffin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2024 - Present

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Office #1: Unit 23, Level 3, Gate Village 8, Dubai 00000

RIA

CRD#: 289142

Dubai,

Past

September 7, 2022 - May 20, 2024

BEACON GLOBAL ADVISOR NETWORK, LLC

RIA

CRD#: 288833

Dubai,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

CRD#: 289142 / SEC#: 801-111088

RIA

Registered Investment Advisory firm - (9/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2022

Uniform Investment Adviser Law Examination

Current Firm

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

CRD#: 289142 / SEC#: 801-111088

RIA

Registered Investment Advisory firm - (9/5/2017 Approved)

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Contact information

Main Address

4700 Millenia Boulevard Sute 175, Orlando, FL 32839

Mailing Address

Phone number

+1 (407) 362-7753

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - BLACKTOWER F M (US) LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 122,828,254

Red Flags

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Firm Stability Insights

Christopher A. Griffin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Anthony Griffin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

BEACON GLOBAL ADVISOR NETWORK, LLC

Primary Firm SEC Registration

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2022

Current Firm

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

TRUST BUT VERIFY

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