Jack E. Erickson
RALEIGH CAPITAL MANAGEMENT | Financial Advisor
CARY, NC 27511
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CRD#: 7618979
Professional summary
Jack Edward Erickson is a registered financial advisor currently at RALEIGH CAPITAL MANAGEMENT INC. located in Cary, North Carolina and GREAT POINT CAPITAL LLC located in Cary, North Carolina.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jack has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
What are your service offerings?
Retirement Income Strategies
Retirement Planning Strategies
Retirement Plan Distribution
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jack Erickson will be an Insurance Agent at Raleigh Wealth Solutions. The address of Raleigh Wealth Solutions is 117 Edinburgh South Drive, Cary, NC 2760. The start date is Aug 1, 2025. His duties will be to recommend products, and he plans to spend 20 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Edward Erickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2025 - Present
RALEIGH CAPITAL MANAGEMENT INC.
Office #1: 117 Edinburgh South Drive Suite 110, Cary, NC 27511RIA
CRD#: 149538
CARY, NC
Current
August 11, 2025 - Present
GREAT POINT CAPITAL LLC
Office #1: 117 Edinburgh South Drive Suite 110, Cary, NC 27511BD
CRD#: 114203
Cary, NC
Past
September 5, 2023 - November 26, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Raleigh, NC
Past
April 18, 2023 - November 26, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Raleigh, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.
CRD#: 149538 / SEC#: 801-121781
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(4/15/2025)
RR
North Carolina(8/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/18/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RC
RALEIGH CAPITAL MANAGEMENT INC.
RALEIGH CAPITAL MANAGEMENT INC. | TRUWEALTH CAPITAL MANAGEMENT, INC. | RALEIGH CAPITAL MANAGEMENT, INC.
CRD#: 149538 / SEC#: 801-121781
RIA
Registered Investment Advisory firm - (7/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (8/17/2021 Terminated)Texas
Registered Investment Advisory firm - (8/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
117 Edinburgh South Drive Suite 110, Cary, NC 27511
Mailing Address
Phone number
(919) 852-1215
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 320,626,592 |
Red Flags
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Company Information
RALEIGH CAPITAL MANAGEMENT INC.
Financial AdvisorCRD#: 149538Cary, NC 27511TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
