Connor T. Ruth

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CRD#: 7617294

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Connor Todd Ruth, who also goes by Connor Ruth, was a registered financial professional .

Connor is a previously registered financial professional and started their career in finance in 2022. Connor had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Connor Ruth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STRATEGIC PLANNING PARTNERS POSITION: Registered Assistant NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 10/01/2022 ADDRESS: 875 S 48th St, Lincoln NE 68510, United States DESCRIPTION: Help answer phone callsAid in completion of paperwork

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 28, 2024 - October 20, 2025

DEW WEALTH MANAGEMENT

RIA

CRD#: 114148

Malcolm, NE

Past

January 19, 2024 - February 8, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

LINCOLN, NE

Past

January 19, 2024 - February 8, 2024

OSAIC WEALTH, INC.

CRD#: 23131

LINCOLN, NE

Past

September 28, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

LINCOLN, NE

Past

September 8, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/8/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/16/2022

Securities Industry Essentials Examination

Current Firm

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

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Contact information

Main Address

8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 614-9119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	664
AUM (Assets Under Management)	$ 361,883,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Connor T. Ruth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DEW WEALTH MANAGEMENT

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DEW WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2022

Series 7TO

Date: 9/8/2022

SIE

Date: 6/16/2022

Current Firm

DEW WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEW WEALTH MANAGEMENT

TRUST BUT VERIFY

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