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JB

Joseph B. Bogdan

SPARTA WEALTH PARTNERS
CHARLOTTE, NC 28211
Some features on this profile are disabled
CRD#: 7612090
JB
Joseph Bear BogdanSPARTA WEALTH PARTNERS

Professional summary

Joseph Bear Bogdan, who also goes by Joe Bogdan, is a registered financial advisor currently at SPARTA WEALTH PARTNERS located in Charlotte, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Joseph has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Joe Bogdan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Bear Bogdan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

SPARTA WEALTH PARTNERS

Office #1: 4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211
RIA
CRD#: 318036
CHARLOTTE, NC
Past

October 3, 2023 - June 23, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Hingham, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS | TOTAL SOLUTIONS ENTERPRISE LLC | TOTAL SOLUTIONS ENTERPRISE

CRD#: 318036 / SEC#: 801-123050

RIA
Registered Investment Advisory firm - (1/20/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(6/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/17/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/3/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/19/2023
Securities Industry Essentials Examination

Current Firm

SW
SPARTA WEALTH PARTNERS
SPARTA WEALTH PARTNERS | TOTAL SOLUTIONS ENTERPRISE LLC | TOTAL SOLUTIONS ENTERPRISE

CRD#: 318036 / SEC#: 801-123050

RIA
Registered Investment Advisory firm - (1/20/2022 Approved)
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Contact information

Main Address
4500 Cameron Valley Parkway Suite 130, Charlotte, NC 28211
Mailing Address
Phone number
(704) 575-1148
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts564
AUM (Assets Under Management)$ 265,387,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPARTA WEALTH PARTNERS

CRD#: 318036Charlotte, NC 28211

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