Emily J. Paukert
Professional summary
Emily Jean Paukert, who also goes by Emily Paukert, is a registered financial advisor currently at NORTHERN CAPITAL RETIREMENT SERVICES, INC. located in Spokane, Washington and NORTHERN CAPITAL MANAGEMENT, INC. located in Spokane, Washington.
Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Emily has worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Emily Jean Paukert's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2025 - Present
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
Office #1: 2700 S Southeast Boulevard Suite 205, Spokane, WA 99223April 7, 2025 - Present
NORTHERN CAPITAL MANAGEMENT, INC.
Office #1: 2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984August 2, 2022 - February 26, 2025
MOSS ADAMS WEALTH ADVISORS LLC
Primary Firm SEC Registration
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2025)
(4/7/2025)
Exams
Current Firm
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,819 |
| AUM (Assets Under Management) | $ 462,159,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2024 | ||
| 12/28/2023 | ||
| 01/31/2023 |
Red Flags
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