Corey Lampman

BTS ASSET MANAGEMENT

Lincoln, MA 01773

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CRD#: 7609536

Professional summary

Corey Lampman is a registered financial advisor currently at BTS ASSET MANAGEMENT, INC. located in Lincoln, Massachusetts and BTS SECURITIES CORPORATION located in Lincoln, Massachusetts.

Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Corey has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Lampman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2025 - Present

BTS ASSET MANAGEMENT, INC.

Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773

RIA

CRD#: 105215

Lincoln, MA

Current

March 20, 2023 - Present

BTS SECURITIES CORPORATION

Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773

CRD#: 8328

Lincoln, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(7/24/2023)

IAR

Massachusetts
(3/7/2025)

Vermont
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/21/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/1/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BTS ASSET MANAGEMENT, INC.

BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.

CRD#: 105215 / SEC#: 801-14895

RIA

Registered Investment Advisory firm - (10/25/1979 Approved)

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Contact information

Main Address

55 Old Bedford Road Suite 203, Lincoln, MA 01773

Mailing Address

Phone number

(781) 863-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BTS ADV PART 2A & 2B (11/25/2025)

Regulatory assets under management

Total Number of Accounts	590
AUM (Assets Under Management)	$ 188,801,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Corey Lampman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Lampman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTS ASSET MANAGEMENT, INC.

BTS SECURITIES CORPORATION

Primary Firm SEC Registration

BTS ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/21/2023

Series 7TO

Date: 3/20/2023

SIE

Date: 12/1/2022

FINRA

Current Firm

BTS ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BTS ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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