JW
John H. Welsh
CETERA INVESTMENT ADVISERS LLC
DANIEL ISLAND, SC 29492
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CRD#: 7608244
JW
Professional summary
John Hamilton Welsh is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Daniel Island, South Carolina and CETERA WEALTH SERVICES, LLC located in Daniel Island, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. John has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MXC FOUNDATION POSITION: participant/investor NATURE: cryptocurrency mining INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 2034 Woodland Shores Road, Charleston SC 29412, United States DESCRIPTION: MXC is a business that is connecting wireless IoT sensors with permission less blockchains. Participants (investor) connect low power wide are network hardware (LPWAN miner) to their wifi router. The miner contributes to a growing network that allows for the global exchange and transmission of data. The company rewards users to participate by paying MXC (Machine eXchange Coin) which can be traded for USD. The MXC (cryptocurrency) are distributed directly into an app-based digital wallet. I am not currently investing money into this project. the only expense was the initial purchase of low power wide area network hardware (miner). On an average week, I spend 0 hours on this project as it is a passive investment. COMMONWEALTH FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2022 ADDRESS: 225 Seven Farms Drive, Suite 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed insurance sales, as opportunities arise during the normal course of advisory business
CRS (Client Relationship Summary) - RIA
Click below to view John Hamilton Welsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Seven Farms Dr Ste 106, Daniel Island, SC 29492RIA
CRD#: 105644
DANIEL ISLAND, SC
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DANIEL ISLAND, SC
Past
October 5, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
DANIEL ISLAND, SC
Past
September 2, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
DANIEL ISLAND, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(8/26/2025)
RR
District of Columbia(8/10/2023)
RR
Florida(8/18/2023)
RR
Georgia(8/10/2023)
RR
Illinois(8/10/2023)
RR
Kentucky(7/23/2024)
RR
Louisiana(7/26/2024)
RR
Maine(12/15/2023)
RR
Maryland(4/2/2024)
RR
Massachusetts(1/8/2024)
RR
Minnesota(8/17/2023)
RR
New Jersey(9/11/2025)
RR
New York(8/10/2023)
RR
North Carolina(8/10/2023)
RR
Ohio(12/6/2023)
RR
Oregon(1/28/2025)
RR
Pennsylvania(10/15/2024)
RR
South Carolina(8/10/2023)
IAR
South Carolina(8/10/2023)
RR
Tennessee(6/18/2025)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
RR
Virginia(8/10/2023)
RR
West Virginia(2/20/2025)
RR
Wisconsin(6/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
