Matthew B. Baker
Professional summary
Matthew Brian Baker, who also goes by Matt Baker, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Menlo Park, California.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Brian Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2026 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 85 Willow Road, Menlo Park, CA 94025June 27, 2024 - June 18, 2026
J.P. MORGAN SECURITIES LLC
September 13, 2022 - June 18, 2026
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 3/22/2024
General Securities Representative ExaminationSeries 6TO
Date: 9/13/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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