Matthew C. Cecala
Professional summary
Matthew Charles Cecala, who also goes by Chuck Cecala, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Dublin, Ohio.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Charles Cecala's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 5650 Blazer Parkway, Dublin, OH 43017September 9, 2023 - December 16, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2025)
Exams
Series 6TO
Date: 9/9/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
