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RH

Ryan J. Hofmeister

STONEBRIDGE SECURITIES LLC
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 7605191
RH

Professional summary


Ryan Jon Hofmeister, who also goes by Jon Hofmeister, is a registered financial professional currently at STONEBRIDGE SECURITIES LLC located in Bellevue, Washington.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ryan has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jon Hofmeister

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Jon Hofmeister's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 19, 2022 - Present

STONEBRIDGE SECURITIES LLC

Office #1: 330 112th Ave. Ne Suite 300, Bellevue, WA 98004
BD
CRD#: 47659
Bellevue, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/19/2022)
RR
Oregon
(8/19/2022)
RR
Washington
(8/19/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/4/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/31/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SS
STONEBRIDGE SECURITIES LLC
BASE CAPITAL SECURITIES, LLC | STONEBRIDGE SECURITIES, LLC. | STONEBRIDGE SECURITIES LLC

CRD#: 47659 / SEC#: , 8-51851

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
330 112th Ave. Ne Suite 300, Bellevue, WA 98004
Mailing Address
7345 164th Ave Ne Ste 145-290, Redmond, WA 98052
Phone number
(206) 770-9700
Established
Washington since 03/19/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HENDRICKSON, MICHAEL ALLANMANAGING PRINCIPAL& CHIEF COMPLIANCE OFFICER242948

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEBRIDGE SECURITIES LLC

CRD#: 47659Bellevue, WA 98004

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