Michael Allan Hendrickson
Professional Summary
Michael Allan Hendrickson, who also goes by Mike Hendrickson, is a registered financial advisor currently at STONEBRIDGE SECURITIES LLC located in Bellevue, Washington. Michael is registered as a RR (Registered Representative) and started their career in finance in 1971. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 1, Series 14, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Hendrickson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
55 years in the financial services industry
Current & Past Employments
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Current Firm
BASE CAPITAL SECURITIES, LLC | STONEBRIDGE SECURITIES, LLC. | STONEBRIDGE SECURITIES LLC
Contact Information
Main Address
330 112th Ave. Ne Suite 300, Bellevue, WA 98004Mailing Address
7345 164th Ave Ne Ste 145-290, Redmond, WA 98052Phone Number
(206) 770-9700Established
Washington since 03/19/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENDRICKSON, MICHAEL ALLAN | MANAGING PRINCIPAL& CHIEF COMPLIANCE OFFICER | 242948 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/24/2012)
(2/25/2004)
(8/10/2005)
(3/1/2017)
(12/6/2000)
(5/1/2000)
(8/29/2005)
(4/23/2013)
(4/24/2012)
(9/22/2022)
(2/25/2004)
(12/10/1999)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 1 — Registered Representative Examination
Passed Feb 1971Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1987About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Allan Hendrickson's CRS (Customer Relationship Summary).
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