Matthew M. Snuggs

RALEIGH, NC 27615

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CRD#: 7605091

Professional summary

Matthew Mcleod Snuggs, who also goes by Matt Snuggs, was a registered financial advisor .

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Matthew had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Snuggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: German Club Alumni Foundation Address: 711 Southgate Drive, Blacksburg, VA, 24061, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 09/19/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Currently in the application process, but wanted to be dilligent in reporting. Will serve on the committee to oversee all German Club Alumni Foundation, which indirectly oversees the facilities used the the G.E.R.M.A.N. Club of Virginia Tech. This is my college fraternity's alumni foundation and I will be sitting on the alumni board.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2025 - Present

Office #1: 8311 Bandford Way Suite 105, Raleigh, NC 27615

RALEIGH, NC

Past

August 29, 2023 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

RALEIGH, NC

Past

August 29, 2023 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

RALEIGH, NC

Past

July 28, 2023 - August 7, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

RALEIGH, NC

Past

July 20, 2023 - August 7, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/23/2023

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew M. Snuggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2023

Series 7TO

Date: 7/20/2023

SIE

Date: 1/23/2023

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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