MC
Monica A. Carlos
AUDIBLE WEALTH MANAGEMENT
SILVER SPRING, MD 20910
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CRD#: 7604121
MC
Professional summary
Monica Alisa Carlos is a registered financial advisor currently at AUDIBLE WEALTH MANAGEMENT located in Silver Spring, Maryland.
Monica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Monica has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Life Insurance Agent Start Date: 03/05/2024 Address: 8455 Colesville Road Ste 900, Silver Spring, MD 20910 Approximately 15-20 hours per month, 8-10 hours per month during trading hours Not investment-related
CRS (Client Relationship Summary) - RIA
Click below to view Monica Alisa Carlos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2024 - Present
AUDIBLE WEALTH MANAGEMENT
Office #1: 8455 Colesville Road Suite 900, Silver Spring, MD 20910RIA
CRD#: 325559
SILVER SPRING, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/20/2024)
IAR
Maryland(9/20/2024)
IAR
New York(4/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
AUDIBLE WEALTH MANAGEMENT
AUDIBLE WEALTH MANAGEMENT | AUDIBLE WEALTH MANAGEMENT LLC
CRD#: 325559 / SEC#:
California
Registered Investment Advisory firm - (11/30/2023 Approved)Connecticut
Registered Investment Advisory firm - (1/2/2025 Approved)District of Columbia
Registered Investment Advisory firm - (5/28/2025 Approved)Florida
Registered Investment Advisory firm - (9/10/2024 Approved)Georgia
Registered Investment Advisory firm - (9/30/2024 Approved)Illinois
Registered Investment Advisory firm - (10/9/2024 Approved)Maryland
Registered Investment Advisory firm - (5/10/2023 Approved)New York
Registered Investment Advisory firm - (4/18/2025 Approved)North Carolina
Registered Investment Advisory firm - (4/7/2025 Approved)Ohio
Registered Investment Advisory firm - (3/17/2025 Approved)Oregon
Registered Investment Advisory firm - (9/16/2024 Approved)Pennsylvania
Registered Investment Advisory firm - (4/24/2025 Approved)South Carolina
Registered Investment Advisory firm - (10/8/2025 Approved)Virginia
Registered Investment Advisory firm - (5/21/2024 Approved)West Virginia
Registered Investment Advisory firm - (4/11/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8455 Colesville Road Suite 900, Silver Spring, MD 20910
Mailing Address
Phone number
(202) 430-5227
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 269 |
| AUM (Assets Under Management) | $ 39,200,479 |
Red Flags
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