Ashton O. Davis

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CRD#: 7603427

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ashton Olivia Davis, who also goes by Ashton Olivia Davis, was a registered financial professional .

Ashton is a previously registered financial professional and started their career in finance in 2023. Ashton had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Ashton Olivia Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 1, 2023 - July 18, 2025

MACH-1 FINANCIAL GROUP, LLC

RIA

CRD#: 298195

ROGERS, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACH-1 FINANCIAL GROUP, LLC

MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC

CRD#: 298195 / SEC#: 801-118093

RIA

Registered Investment Advisory firm - (2/14/2020 Approved)

Arkansas

Registered Investment Advisory firm - (2/18/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (2/18/2020 Terminated)

Missouri

Registered Investment Advisory firm - (2/18/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2023

Uniform Investment Adviser Law Examination

Current Firm

MACH-1 FINANCIAL GROUP, LLC

MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC

CRD#: 298195 / SEC#: 801-118093

RIA

Registered Investment Advisory firm - (2/14/2020 Approved)

Arkansas

Registered Investment Advisory firm - (2/18/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (2/18/2020 Terminated)

Missouri

Registered Investment Advisory firm - (2/18/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/18/2020 Terminated)

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Contact information

Main Address

1001 S. 52nd Street Suite 100, Rogers, AR 72758

Mailing Address

Phone number

(479) 876-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACH-1 FINANCIAL ADV PART 2A (7/8/2025)

MACH-1 FINANCIAL ADV WRAP BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	2,719
AUM (Assets Under Management)	$ 416,888,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ashton O. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MACH-1 FINANCIAL GROUP, LLC

Primary Firm SEC Registration

MACH-1 FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2023

Current Firm

MACH-1 FINANCIAL GROUP, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACH-1 FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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