Cade Bekanich

PARK LANE FINANCIAL GROUP LLC

WEST PITTSTON, PA 18643

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CRD#: 7602432

Professional summary

Cade Bekanich is a registered financial advisor currently at PARK LANE FINANCIAL GROUP LLC located in West Pittston, Pennsylvania.

Cade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cade has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 01/2021 / Notary / Investment Related / Dunmore, PA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cade Bekanich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2024 - Present

PARK LANE FINANCIAL GROUP LLC

Office #1: 843 Exeter Ave., West Pittston, PA 18643

RIA

CRD#: 332774

WEST PITTSTON, PA

Past

October 17, 2022 - October 14, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SCRANTON, PA

Past

August 22, 2022 - October 14, 2024

LPL FINANCIAL LLC

CRD#: 6413

SCRANTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/16/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/7/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 8/18/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/19/2022

Securities Industry Essentials Examination

Current Firm

PARK LANE FINANCIAL GROUP LLC

CRD#: 332774 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/27/2024 Approved)

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Contact information

Main Address

843 Exeter Ave., West Pittston, PA 18643

Mailing Address

Phone number

(570) 497-8081

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 1,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cade Bekanich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cade Bekanich's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK LANE FINANCIAL GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/2022

Series 65

Date: 12/16/2021

Series 7TO

Date: 4/7/2023

Series 6TO

Date: 8/18/2022

SIE

Date: 7/19/2022

Current Firm

PARK LANE FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARK LANE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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