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Thaddeus Todd Eichorn

CRD# 7602248·Registered 2022 - 2023
Previously Registered: Being a previously registered professional could mean that Thaddeus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thaddeus Todd Eichorn, who also goes by Thad T Eichorn, Thad Todd Eichorn, Thad Eichorn, Thaddeus T Eichorn, Thaddeus Eichorn, Thaddieus Eichorn, was a registered financial advisor. Thaddeus was a previously registered financial professional and started their career in finance 2022 - 2023. Thaddeus had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thad T Eichorn, Thad Todd Eichorn, Thad Eichorn, Thaddeus T Eichorn, Thaddeus Eichorn, Thaddieus Eichorn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Plain City, OH
September 26, 2022 - March 2, 2023

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EICHORN TAX & FINANCIAL, LLC) POSITION: Manager NATURE: Tax and accounting firm providing tax preparation, tax planning, accounting & bookkeeping, and business consulting. This is a single member LLC owned fully by me and operated as a sole proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS:150 SECURITIES TRADING HOURS:120 START DATE: 05/20/2019 ADDR: 510 Carriage Dr, Plain City OH 43064,United States DESCR: Manage organization, set business strategy, receive income and pay expense, maintain legal compliance, market services to potential clients. Market financial services through Avantax. Deliver professional services - meet with clients prepare tax returns, prepare accounting records and tax plans. 2) ENOCH EICHORN POSITION: Farmer NATURE: Seasonal work my father on small family farm in central Ohio. We raise corn, soybeans & wheat. Don't yet own any interest in farming operation or land, but future plans is for me to take over business. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2009 ADDR: 6430 Woods West Ave, London OH 43140, United States DESCR: Seasonal farm labor - operate farm equipment to plant, harvest, and transport crops. 3) OHIO WILDERNESS BOYS CAMP SUPPORT COMMITTEE POSITION: Committee Member NATURE: Raises support (donations, awareness, goodwill) for Ohio Wilderness Boys Camp (OWBC).Plan and undertake various charity events including charity dinners, auctions, 5k/10k running events. Not on the board of directors of Ohio Wilderness Boys Camp; rather, I am on a subcommittee that focuses on support raising. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020, ADDR: 44642 Zerger Quarry Rd, Summerfield OH 43788, United States DESCR: Plan various charity events (dinners, auction, 5k/10k event).Solicit sponsors for events, volunteers to help with the events, donations of items to sell at the auction. Coordinate setup and volunteers on the day of actual events. Participate committee meetings 4) GOOD LIFE MINISTRIES THRIFT STORE POSITION: Committee Member/Treasurer/Secretary NATURE:A thrift store and surplus outlet owned and operated for the support of a non-profit, Good Life Ministries. Donors donate used items to sell, we also purchase surplus/overstock items from retailers like Target and Amazon to resell at a profit. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2020 ADDR: 3658 Main St, Hilliard OH 43026, United States DESCR: Committee member - attend monthly committee meetings, discuss operations and recommendations on strategy, make long-term decisions with other committee members Treasurer - oversee financial reporting and accounting system, manage cash, manage access to the organization's resources. Accounting services performed through Eichorn Tax & Financial, LLC. Secretary -meeting minutes, maintain permanent records. I am not on the board of directors of the non-profit, Good Life Ministries EIN: 61-1758808. Rather, I am a member of a subcommittee dedicated to operating the thrift store. I am not involved in the work of the main non-profit ministry that we support. I do not have full director authority or responsibility, and our committee is required to report to the main board as well as run major financial decisions by them. 5) OHIO EDUCARE POSITION: Board Member/Treasurer NATURE: Ohio EduCare is a scholarship granting organization which provides scholarships for K-12 students to attend private Anabaptist schools. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2022 ADDRESS: 1921 County Road 140, Sugarcreek OH 44681, United States DESCRIPTION: Treasurer - primary financial officer, control accounting system, control incoming and outgoing funds, file tax returns, set up accounting system, advise organization on setting up accounting system, pay bills. Board Member - participate in board meetings, set organizational policy.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2022About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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