MS
Michael D. Schlitter
AVANTAX PLANNING PARTNERS
Okoboji, IA 51355
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CRD#: 7600719
MS
Professional summary
Michael David Schlitter, who also goes by Michael Schlitter, Mike Schlitter, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Okoboji, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Schlitter | Mike Schlitter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ERPELDING VOIGT & CO., LLP POSITION: Senior Accountant NATURE: We are a tax and accounting firm that provides tax and advisory services to clients. We also provided financial services products through Avantax Planning Partners. I am a certified public accountant that prepares tax returns and provides tax advise to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2013; ADDRESS: 1801 Hwy 71 N, Okoboji IA 51355, United States; DESCRIPTION: 1. manage staff accountants and delegate work2. review tax returns3. advise clients4.maintain book of business5. cross sell services to clients 2) IOWA GREAT LAKES ROTARY CLUB POSITION: Treasurer NATURE: A service club that meets, supports community and international service projects. I contribute as donation my time in financial record keeping and my time in participating in fundraising in events and community service projects. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2018; ADDRESS: PO Box 132, Okoboji IA 51355, United States; DESCRIPTION: I am the treasurer and financial board member in charge of maintaining financial records and filing tax returns for this non-profit organization. 3) BINANCE.US POSITION: Trader NATURE: Buy crypto currency and trade crypto currency with family and friends. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2022; ADDRESS: 3705 Jackson Ave, Spirit Lake IA 51360, United States; DESCRIPTION: Transact within the account, maintain accurate records, study the market.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2022 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 1801 Hwy 71 N, Okoboji, IA 51355RIA
CRD#: 106237
Okoboji, IA
Past
September 30, 2022 - October 12, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Okoboji, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(10/12/2022)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Okoboji, IA 51355TRUST BUT VERIFY
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