JM
Jarren E. Mcniesh
CETERA INVESTMENT ADVISERS LLC
AUBURN, WA 98002
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CRD#: 7599246
JM
Professional summary
Jarren Elijah Mcniesh, who also goes by Jarren E Mcniesh, Jarren Mcniesh, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Auburn, Washington and CETERA WEALTH SERVICES, LLC located in Auburn, Washington.
Jarren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jarren has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jarren E Mcniesh | Jarren Mcniesh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HILLARD WEALTH SERVICE INC POSITION: Financial Advisor NATURE: income tax, financial consulting, wealth management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 90 START DATE: 08/11/2022 ADDRESS: 212 1st ST NE, Auburn WA 98002, United States DESCRIPTION: clerical work, income tax, investment advice, investment management, customer communication, filing paperwork, setting appointments. 2) TAX PROFESSIONALS ETC POSITION: TAX PREPARER NATURE: A tax preparer is responsible for submitting tax forms on behalf of clients to pay the appropriate amount and maximize the client's return. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2022 ADDRESS: 212 1st st ne, auburn WA 98002, United States DESCRIPTION: my duties include interviewing clients about their income and expenses, auditing account details and acting as a liaison between clients and the IRS. I also inform clients or employers on the tax preparation process, collect relevant financial records, including pay stubs and income statements, input data from financial records into tax return software or databases, use applicable federal, state and local tax law to determine deductions and how much each client will pay or earn on the return, complete and file tax documents with appropriate agencies like the IRS, state and local government entities. 3) ANNUITY SALES POSITION: Agent NATURE: As a financial advisor I recommend different products in portfolios based on client goals, risk tolerance, and liquidity needs. Sometimes I recommend annuities to clients where it fits best INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/29/2025 ADDRESS: 2020 A St SE, Auburn WA 98002, United States DESCRIPTION: I research different annuities and compare performance and characteristics to find unique ways to protect client assets while engaging in the market.
CRS (Client Relationship Summary) - RIA
Click below to view Jarren Elijah Mcniesh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 212 1st St Ne, Auburn, WA 98002RIA
CRD#: 105644
AUBURN, WA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2020 "a" Street Se Suite 104, Auburn, WA 98002BD
CRD#: 13572
Auburn, WA
Past
January 20, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Auburn, WA
Past
November 5, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Auburn, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Auburn, WA 98002TRUST BUT VERIFY
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