Anton Oliver C. Mendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anton Oliver Canumay Mendez, who also goes by Anton Oliver Canumay Mendez, was a registered financial professional .
Anton Oliver is a previously registered financial professional and started their career in finance in 2022. Anton Oliver had worked at 2 firms and has passed the Series 6TO and SIE exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2023 - February 1, 2024
ALLIANCE-ONE INVESTMENTS, LLC
July 28, 2022 - January 23, 2023
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 7/28/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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