MM
Marco D. Marino
HUNTINGTON SECURITIES
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 7595909
MM
Professional summary
Marco Dino Marino is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Chicago, Illinois.
Marco is registered as a RR (Registered Representative) and started their career in finance in 2022. Marco has worked at 3 firms and has passed the Series 66, Series 52TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BERNARDI ASSET MANAGEMENT, LLC. TITLE - INVESTMENT ADVISOR. THIS ENTITY IS AN INVESTMENT ADVISOR FIRM AND AFFILIATE OF BERNARDI SECURITIES, INC. THE ENTITY IS LOCATED AT 423 CENTRAL AVENUE, NORTHFIELD, IL 60093. START DATE WAS SEPTEMBER 2022. TIME INVOLVED IS APPROXIMATELY 40+ HRS/WK. MAJORITY OF TIME SPENT IS DURING TRADING HOURS. MR. MARINO HAS A SMALL BUSINESS PRODUCING AND SELLING 'HOW TO MULCH' VIDEOS. START DATE WAS OCTOBER 2022. THIS ENTITY IS LOCATED OUT OF HIS HOME, TIME INVOLVEMENT IS MINIMAL AND OCCURS OUTSIDE OF SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - BD
Click below to view Marco Dino Marino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2024 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 222 North Lasalle Street Suite 1200, Chicago, IL 60601BD
CRD#: 2261
Chicago, IL
Past
September 19, 2022 - July 17, 2024
BERNARDI ASSET MANAGEMENT, LLC
RIA
CRD#: 120110
NORTHFIELD, IL
Past
August 11, 2022 - July 17, 2024
BERNARDI SECURITIES, INC.
BD
CRD#: 15834
Northfield, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2024)
RR
Arizona(8/7/2024)
RR
Arkansas(8/7/2024)
RR
California(8/7/2024)
RR
Colorado(8/7/2024)
RR
Connecticut(8/7/2024)
RR
Florida(8/7/2024)
RR
Illinois(8/7/2024)
RR
Indiana(8/7/2024)
RR
Kentucky(8/7/2024)
RR
Louisiana(8/7/2024)
RR
Massachusetts(8/7/2024)
RR
Michigan(8/7/2024)
RR
Missouri(8/7/2024)
RR
Montana(8/7/2024)
RR
New Jersey(8/7/2024)
RR
New Mexico(8/7/2024)
RR
New York(8/7/2024)
RR
North Carolina(8/7/2024)
RR
Ohio(8/7/2024)
RR
Oregon(8/7/2024)
RR
Pennsylvania(8/7/2024)
RR
Rhode Island(8/7/2024)
RR
Tennessee(8/7/2024)
RR
Texas(8/7/2024)
RR
Utah(8/7/2024)
RR
Virginia(8/7/2024)
RR
West Virginia(8/7/2024)
RR
Wisconsin(8/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 8/15/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/11/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
