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SB

Samuel Buchanan

STARWOOD CAPITAL, L.L.C.
New York , NY 10158
Some features on this profile are disabled
CRD#: 7595824
SB

Professional summary

Samuel Buchanan, who also goes by Sam Buchanan, Samuel Gary Buchanan, is a registered financial professional currently at STARWOOD CAPITAL, L.L.C. located in New York , New York.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2022. Samuel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sam Buchanan | Samuel Gary Buchanan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Buchanan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

STARWOOD CAPITAL, L.L.C.

Office #1: 605 Third Avenue Floor #24, New York , NY 10158
BD
CRD#: 146057
New York , NY
Past

September 12, 2022 - February 5, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Greenwich, CT
Past

August 22, 2022 - February 5, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Greenwich, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/2/2026)
RR
Alaska
(3/2/2026)
RR
Arizona
(3/2/2026)
RR
Arkansas
(3/2/2026)
RR
California
(3/2/2026)
RR
Colorado
(3/2/2026)
RR
Connecticut
(3/2/2026)
RR
Delaware
(3/2/2026)
RR
District of Columbia
(3/2/2026)
RR
Florida
(3/2/2026)
RR
Georgia
(3/2/2026)
RR
Hawaii
(3/2/2026)
RR
Idaho
(3/2/2026)
RR
Illinois
(3/2/2026)
RR
Indiana
(3/2/2026)
RR
Iowa
(3/2/2026)
RR
Kansas
(3/2/2026)
RR
Kentucky
(3/2/2026)
RR
Louisiana
(3/2/2026)
RR
Maine
(3/2/2026)
RR
Maryland
(3/2/2026)
RR
Massachusetts
(3/2/2026)
RR
Michigan
(3/2/2026)
RR
Minnesota
(3/2/2026)
RR
Mississippi
(3/2/2026)
RR
Missouri
(3/2/2026)
RR
Montana
(3/2/2026)
RR
Nebraska
(3/2/2026)
RR
Nevada
(3/2/2026)
RR
New Hampshire
(3/2/2026)
RR
New Jersey
(3/2/2026)
RR
New Mexico
(3/2/2026)
RR
New York
(3/2/2026)
RR
North Carolina
(3/2/2026)
RR
North Dakota
(3/2/2026)
RR
Ohio
(3/3/2026)
RR
Oklahoma
(3/2/2026)
RR
Oregon
(3/2/2026)
RR
Pennsylvania
(3/2/2026)
RR
Puerto Rico
(3/2/2026)
RR
Rhode Island
(3/2/2026)
RR
South Carolina
(3/2/2026)
RR
South Dakota
(3/2/2026)
RR
Tennessee
(3/2/2026)
RR
Texas
(3/2/2026)
RR
Utah
(3/2/2026)
RR
Vermont
(3/2/2026)
RR
Virgin Islands
(3/2/2026)
RR
Virginia
(3/2/2026)
RR
Washington
(3/2/2026)
RR
West Virginia
(3/2/2026)
RR
Wisconsin
(3/2/2026)
RR
Wyoming
(3/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/10/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/13/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STARWOOD CAPITAL, L.L.C.
591 CAPITAL SECURITIES, L.L.C. | STARWOOD CAPITAL, L.L.C.

CRD#: 146057 / SEC#: , 8-67788

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Contact information

Main Address
591 West Putnam Avenue, Greenwich, CT 06830
Mailing Address
591 West Putnam Avenue, Greenwich, CT 06830
Phone number
(203) 422-7775
Established
Delaware since 08/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STARWOOD CAPITAL GROUP HOLDINGS, L.P.MEMBER
BOULIER, CHARLES JOSEPHFINOP6766152
GUTTIN, MATTHEW SCOTTCEO/CCO5801291
STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C.MANAGER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STARWOOD CAPITAL, L.L.C.

CRD#: 146057New York , NY 10158

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