Kevin A. Krause

ZERO DAY CAPITAL ENTERPRISES LLC

Simi Valley, CA

Some features on this profile are disabled

CRD#: 7595276

Professional summary

Kevin Aaron Krause is a registered financial advisor currently at ZERO DAY CAPITAL ENTERPRISES LLC located in Simi Valley, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kevin has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Aaron Krause's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2025 - Present

ZERO DAY CAPITAL ENTERPRISES LLC

RIA

CRD#: 331228

Simi Valley, CA

Past

June 20, 2024 - October 1, 2025

CPS FINANCIAL & INSURANCE SERVICES, INC.

CRD#: 41243

IRVINE, CA

Past

November 22, 2022 - February 1, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/21/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/6/2022

Securities Industry Essentials Examination

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

West Point, NY

Mailing Address

Phone number

(702) 271-3265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERO DAY CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (1/21/2026)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 30,731,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin A. Krause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Aaron Krause's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPS FINANCIAL & INSURANCE SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ZERO DAY CAPITAL ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2025

Series 63

Date: 12/19/2022

Series 7TO

Date: 11/21/2022

SIE

Date: 9/6/2022

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERO DAY CAPITAL ENTERPRISES LLC

TRUST BUT VERIFY

Similar Advisors