Monica M. Morales Duncan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monica Marie Morales Duncan, who also goes by Monica Marie Morales Duncan, Monica Maire Morales Duncan, Monica Marie Morales, Monica Maire Moralesduncan, Monica Marie Moralesduncan, was a registered financial professional .
Monica is a previously registered financial professional and started their career in finance in 2023. Monica had worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2024 - February 7, 2025
ALLIANCE-ONE INVESTMENTS, LLC
January 30, 2023 - July 5, 2023
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/30/2023
General Securities Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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